Company Profile

Broadridge Financial Solutions, Inc. (NYSE:BR) is the leading provider of investor communications and technology-driven solutions for broker-dealers, banks, mutual funds and corporate issuers globally. Broadridge’s investor communications, securities processing and managed services solutions help clients reduce their capital investments in operations infrastructure, allowing them to increase their focus on core business activities. With over 50 years of experience, Broadridge’s infrastructure underpins proxy voting services for over 90% of public companies and mutual funds in North America, and processes on average $5 trillion in equity and fixed income trades per day. Broadridge employs approximately 7,400 full-time associates in 14 countries.

For more information about Broadridge, please visit www.broadridge.com

Product Managers

Jérôme Couteur manages the FundFile database, providing comprehensive sales and assets data for mutual funds across Europe, Asia, the Middle East and beyond. Barbara Ferraresi manages the SalesWatch database, a unique cooperative, confidential benchmarking service that allows cross-border fund management groups to track their sales against peers whether globally or by country. They originally joined Feri FMI in 2002, before its acquisition in 2007 by Lipper. Together Barbara and Jérôme work with clients internationally to ensure that they get the most from Lipper’s products and assess the European funds landscape accurately, which also entails ensuring that Lipper’s fund flows products evolve to meet our clients’ changing needs.